·        Review client complaints and follow-up on the client complaints register and ensure that all complaints are duly noted and addressed

promptly. Compliance Risk Assessment & Management

·        Coordinate the Compliance Risk Assessment (CRA) and AML Risk Assessment (AMLRA) exercise for entity

·        Identify, assess, monitor and report compliance risks

·        Provide action plan on findings from the CRA/AMLRA Reporting

·        Report suspicious account and/or suspicious transaction to the regulatory authority

·        Ensure timely submission of periodic reports by relevant departments to the regulators.

·        Prepare all Compliance reporting for internal consumption or external submission within deadline.

·        Prepare report to the committee upon identifying an event of non-compliance/ issues of breaches.

·        Prepare all Compliance reporting for internal consumption or external submission within deadline.

•      Law Degree holder with 3-year compliance related working experience financial industry.

•      Well verse of the rules and regulation of Securities and Exchange Regulator of Cambodia (SERC) & Cambodia Financial Intelligence Unit

(CAFIU)