- Strategy and Coordination

·        Develop local strategy and compliance action plan to align with Banking Group’s

governance framework to support the company overall business strategy and growth. ·

Ensure the Company complies with relevant Acts, Laws, directives and guidelines issued by the regulatory bodies including the Company's internal policies and procedures. Carry out the Group / Company Compliance policy, practice & procedures to ensure all

company activities, process, manual & guidance are in compliance with internal requirement & external regulatory governance. · Compile documents and information required in response to queries from the regulators.

-Compliance Training:

Ensure the team maintained an updated AML training materials and track completion of AML eLearning (where applicable)

- Compliance Review and Monitoring:

·        Review, attend and ensure proper and timely closure of AML System alerts

·        Evaluate and submit STR and attend to any follow-up requests from the relevant authorities

·        Identify any event of non-compliance/breaches and recommend remedial action to rectify matter in an efficient and practical manner in respect to AML

·        Review client complaints and follow-up on the client complaints register and ensure that all complaints are duly noted and addressed promptly. Compliance Risk Assessment & Management

·        Coordinate the Compliance Risk Assessment (CRA) and AML Risk Assessment (AMLRA) exercise for entity

·        Identify, assess, monitor and report compliance risks

·        Provide action plan on findings from the CRA/AMLRA Reporting

·        Report suspicious account and/or suspicious transaction to the regulatory authority

·        Ensure timely submission of periodic reports by relevant departments to the regulators.

·        Prepare all Compliance reporting for internal consumption or external submission within deadline.

·        Prepare report to the committee upon identifying an event of non-compliance/ issues of breaches.

·        Prepare all Compliance reporting for internal consumption or external submission within deadline.

Requirements

•      Law Degree holder with 3-year compliance related working experience financial industry.

•      Well verse of the rules and regulation of Securities and Exchange Regulator of

Cambodia (SERC) & Cambodia Financial Intelligence Unit (CAFIU)